Your new companyA Financial Services company based in the North Surrey/South London area is seeking a widely experienced Compliance and Governance specialist at Exec level, who offers a mix of broad Business and strong FCA Regulatory Compliance and Governance experience. Hybrid working 2-3 days a week in the office, with some travel to their Bristol office required.Your new roleThe Head of Compliance and Governance will lead the development, implementation, and oversight of the organisation’s compliance, risk, and governance frameworks. This includes ensuring compliance with healthcare regulations, financial services obligations (where applicable), and ethical standards. The role is pivotal in safeguarding the organisation’s reputation, ensuring regulatory alignment, and fostering a culture of accountability and transparency.This is a hands-on position and sits at Exec level.

• Regulatory FCA and PRA Compliance,
• Operational/Business Compliance and ISO standards
• Enterprise Risk Management
• Healthcare Governance
• Ethics and Integrity
• For full details please get in contact.

What you’ll need to succeed

• Proven experience in an Exec-level compliance or governance role within financial services or a related FCA regulated environment, preferably in an SME environment where you have gained a broad mix of Business and Regulatory Compliance and Governance experience.
• Experience managing audits, reporting to board /senior stakeholders.
• Proven experience of managing an Information Security Management System (ISMS), including ISO 27001 certification.
• Excellent stakeholder management skills, with the ability to build relationships across all levels of the organisation.
• Strong commercial acumen, with the ability to balance risk oversight with business agility and growth priorities.

What you’ll get in returnHybrid working, with 2-3 days a week in the office in North Surrey/South London and 2 or 3 days working from home (some travel to the Bristol office will be required). Salary c£100000-115000 neg - depending on experience, plus benefitsGreat opportunity to set up a Compliance and Governance function from scratch.What you need to do nowIf you’re interested in this role, click ‘apply now’ to forward an up-to-date copy of your CV, or call us now.If this job isn’t quite right for you, but you are looking for a new position, please contact us for a confidential discussion on your career.

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